compliance
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With the advent of increased regulation and accountability within the banking environment,
the role of today's compliance department has become critical. Many of the functions
placed upon the compliance department now require a systematic approach ever increasingly
requiring an IT solution.
trading monitoring and surveillance
account opening and approval administration
registration administration
disclosure tracking
compliance manual publication
personal account trade authorisation
stop/restricted/watch list administration
sanction list checking
Complisense can help you address these issues.
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